Chapter 8: Phenols

B.Sc. 2nd Year Chemistry – Detailed and Exam-Oriented Notes

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1. Introduction

Phenols are aromatic organic compounds in which a hydroxyl group (–OH) is directly attached to an aromatic carbon atom of a benzene ring. The simplest member of this class is phenol, having the molecular formula C6H5OH.

C6H5–OH

Phenols are important in organic chemistry because their properties differ significantly from those of ordinary alcohols. The lone pair of electrons on the oxygen atom can interact with the aromatic ring, producing resonance and influencing both the chemical reactivity and acidity of phenols.

Phenolic compounds occur naturally in plants and are also widely used in pharmaceuticals, disinfectants, dyes, polymers and other industrial products.

Key point: In phenols, the –OH group is directly attached to an aromatic ring. This distinguishes phenols from aromatic alcohols in which –OH is attached to a side chain.

2. Classification of Phenols

2.1 Monohydric Phenols

Phenols containing one hydroxyl group are called monohydric phenols.

Example: Phenol, C6H5OH.

2.2 Dihydric Phenols

Phenols containing two hydroxyl groups attached to an aromatic ring are called dihydric phenols.

Compound Position of –OH groups Common name
C6H4(OH)2 1,2- Catechol
C6H4(OH)2 1,3- Resorcinol
C6H4(OH)2 1,4- Hydroquinone

2.3 Trihydric Phenols

Phenols containing three hydroxyl groups are called trihydric phenols.

Example: Pyrogallol, C6H3(OH)3.

3. Nomenclature of Phenols

The parent compound is phenol when the hydroxyl group is the principal functional group attached to the benzene ring.

The carbon bearing the –OH group is assigned position 1 and the ring is numbered to give substituents the lowest possible locants.

Common name IUPAC name Formula
Phenol Phenol C6H5OH
o-Cresol 2-Methylphenol CH3C6H4OH
m-Cresol 3-Methylphenol CH3C6H4OH
p-Cresol 4-Methylphenol CH3C6H4OH

4. Structure and Resonance of Phenol

The oxygen atom in phenol is approximately sp3-hybridized, but one of its lone pairs can overlap with the π-electron system of the benzene ring.

This produces resonance between the oxygen atom and the aromatic ring. The resonance structures show increased electron density at the ortho and para positions of the ring.

C6H5–OH ↔ resonance forms involving O+ and negative charge at ortho/para positions

This resonance has two important consequences:

  1. It increases electron density at the ortho and para positions.
  2. It influences the acidity and electrophilic substitution reactions of phenol.
Important: The resonance donation of the oxygen lone pair makes phenol more reactive than benzene toward electrophilic substitution.

5. Preparation of Phenol

5.1 From Chlorobenzene – Dow Process

Chlorobenzene can be converted into sodium phenoxide by treatment with sodium hydroxide at high temperature and pressure. Acidification of sodium phenoxide gives phenol.

C6H5Cl + NaOH → C6H5ONa + NaCl
C6H5ONa + HCl → C6H5OH + NaCl

5.2 From Benzene Sulphonic Acid

Benzene sulphonic acid or its salt can be fused with sodium hydroxide to form sodium phenoxide, which gives phenol on acidification.

C6H5SO3Na + 2NaOH → C6H5ONa + Na2SO3 + H2O
C6H5ONa + HCl → C6H5OH + NaCl

5.3 From Diazonium Salts

Aromatic diazonium salts undergo hydrolysis on warming with water to form phenol with liberation of nitrogen gas.

C6H5N2+Cl + H2O → C6H5OH + N2↑ + HCl

5.4 Cumene Process

The cumene process is an important industrial method for producing phenol. Cumene is first oxidized to cumene hydroperoxide, which is subsequently cleaved under acidic conditions to give phenol and acetone.

Cumene + O2 → Cumene hydroperoxide
Cumene hydroperoxide → Phenol + Acetone
Industrial importance: The cumene process is one of the major commercial routes for large-scale manufacture of phenol.

6. Physical Properties of Phenol

Safety: Phenol can cause severe skin and tissue damage. Laboratory handling requires appropriate protective measures.

7. Acidic Nature of Phenol

Phenol is a weak acid and can donate a proton from its hydroxyl group.

C6H5OH ⇌ C6H5O + H+

The conjugate base, phenoxide ion, is stabilized by resonance because the negative charge can be delocalized into the aromatic ring.

This resonance stabilization makes phenol more acidic than ordinary aliphatic alcohols.

Reaction with Sodium

2C6H5OH + 2Na → 2C6H5ONa + H2

Reaction with Sodium Hydroxide

C6H5OH + NaOH → C6H5ONa + H2O

This reaction demonstrates that phenol is sufficiently acidic to react with a strong base such as sodium hydroxide.

8. Phenol versus Alcohol

Property Phenol Alcohol
Functional arrangement –OH directly attached to aromatic ring –OH attached to saturated carbon
Acidity Greater Generally lower
Conjugate base Phenoxide ion is resonance stabilized Alkoxide ion is not similarly stabilized
Reaction with NaOH Phenol reacts Ordinary alcohols generally do not react appreciably
Electrophilic substitution Highly reactive aromatic ring Not applicable in the same manner

9. Effect of Substituents on Acidity

9.1 Electron-Withdrawing Groups

Electron-withdrawing groups such as –NO2 stabilize the negative charge of the phenoxide ion and therefore increase the acidity of phenols.

Nitro-substituted phenols are consequently more acidic than phenol.

9.2 Electron-Donating Groups

Electron-donating groups such as alkyl groups generally destabilize the negative charge of the phenoxide ion and tend to decrease acidity.

General rule: Electron-withdrawing substituents generally increase phenolic acidity, whereas electron-donating substituents generally decrease it.

10. Electrophilic Substitution Reactions

The hydroxyl group strongly activates the benzene ring toward electrophilic substitution. It directs incoming electrophiles mainly to the ortho and para positions.

10.1 Bromination

Phenol reacts readily with bromine water at room temperature to form 2,4,6-tribromophenol as a white precipitate.

C6H5OH + 3Br2 → C6H2Br3OH + 3HBr
Laboratory test: Decolorization of bromine water with formation of a white precipitate of 2,4,6-tribromophenol is a common qualitative reaction of phenol.

10.2 Nitration

Phenol undergoes nitration readily. Depending on reaction conditions, mono- and poly-nitrated products can be obtained.

C6H5OH + HNO3 → o-Nitrophenol + p-Nitrophenol + H2O

Under stronger nitrating conditions, further nitration can occur.

10.3 Sulphonation

Phenol undergoes sulphonation with concentrated sulfuric acid. The product distribution depends on temperature.

At lower temperatures, ortho substitution is favored, while at higher temperatures the para product becomes more significant.

11. Kolbe-Schmitt Reaction

The Kolbe-Schmitt reaction is an important reaction of sodium phenoxide with carbon dioxide. It is used for the preparation of salicylic acid.

Sodium phenoxide reacts with carbon dioxide under pressure and heat, followed by acidification.

C6H5ONa + CO2 → o-HOC6H4COONa
o-HOC6H4COONa + HCl → o-HOC6H4COOH + NaCl

The major product is salicylic acid, also known as 2-hydroxybenzoic acid.

12. Reimer-Tiemann Reaction

The Reimer-Tiemann reaction introduces a formyl group (–CHO) into phenol, mainly at the ortho position, using chloroform and aqueous sodium hydroxide.

Phenol + CHCl3 + NaOH → o-Hydroxybenzaldehyde

The reaction proceeds through the formation of a reactive carbene intermediate, commonly represented as dichlorocarbene, :CCl2.

The final hydrolysis and work-up produce the aldehyde group on the aromatic ring.

Important product: The principal product is salicylaldehyde (2-hydroxybenzaldehyde).

13. Fries Rearrangement

Phenyl esters can undergo rearrangement in the presence of a Lewis acid such as anhydrous aluminium chloride to produce hydroxyaryl ketones.

Phenyl ester → o-Hydroxyaryl ketone + p-Hydroxyaryl ketone

The reaction is known as the Fries rearrangement and is useful for introducing an acyl group into an aromatic ring.

14. Formation of Ethers

Phenoxide ions can react with alkyl halides to form aromatic ethers. This is an example of the Williamson ether synthesis.

C6H5ONa + R–X → C6H5–O–R + NaX

The reaction is particularly useful for preparing alkyl phenyl ethers, commonly called phenetole or anisole-type compounds depending on the alkyl group.

Example: Formation of Anisole

C6H5ONa + CH3I → C6H5OCH3 + NaI

15. Oxidation of Phenols

Phenols can undergo oxidation to produce quinones and other oxidized products depending on the structure and oxidizing conditions.

For example, oxidation of hydroquinone gives p-benzoquinone.

Hydroquinone + [O] → p-Benzoquinone + H2O

Quinones are important in biological electron-transfer processes and organic synthesis.

16. Reaction with Zinc Dust

Phenol can be reduced by heating with zinc dust to produce benzene.

C6H5OH + Zn → C6H6 + ZnO

This reaction demonstrates that the hydroxyl group can be removed from phenol under strongly reducing conditions.

17. Ferric Chloride Test

Many phenolic compounds form colored complexes with ferric ions. Phenol commonly gives a violet or purple coloration with neutral ferric chloride solution under suitable test conditions.

Phenol + Fe3+ → colored ferric-phenolate complex
Qualitative test: Development of a violet coloration with neutral FeCl3 is a commonly used test for phenolic hydroxyl groups, although the exact color can vary with the compound and conditions.

18. Important Phenolic Compounds

18.1 Catechol

Catechol is benzene-1,2-diol. It contains two adjacent hydroxyl groups. It is used as an intermediate in chemical and pharmaceutical synthesis.

18.2 Resorcinol

Resorcinol is benzene-1,3-diol. It is used in the production of resins, adhesives and some pharmaceutical preparations.

18.3 Hydroquinone

Hydroquinone is benzene-1,4-diol. It is readily oxidized to p-benzoquinone and has applications in photographic chemistry and other chemical processes.

18.4 Picric Acid

Picric acid is 2,4,6-trinitrophenol. The presence of three strongly electron-withdrawing nitro groups makes it considerably more acidic than phenol.

C6H2(NO2)3OH

19. Acidity of Substituted Phenols

Substituent General effect on acidity Reason
–NO2 Increases Electron-withdrawing effect stabilizes phenoxide ion
–Cl Generally increases Strong inductive electron-withdrawing effect
–CH3 Generally decreases Electron-donating inductive effect
–OCH3 Generally decreases through resonance donation Electron donation destabilizes phenoxide relative to phenol

20. Directing Effect of the –OH Group

The hydroxyl group is an activating and ortho/para-directing group in electrophilic aromatic substitution.

The oxygen atom donates electron density into the aromatic ring by resonance. As a result, the ortho and para positions become relatively electron-rich and are favored by electrophiles.

Phenol + E+ → ortho-substituted product + para-substituted product

Para substitution may become significant when steric effects make ortho substitution less favorable.

21. Phenol versus Benzene

Feature Phenol Benzene
Substituent –OH None
Ring electron density Increased by resonance donation Normal aromatic electron density
Electrophilic substitution More readily Requires stronger conditions
Major orientation Ortho and para No directing substituent

22. Applications and Importance of Phenols

23. Biological Importance of Phenolic Compounds

Phenolic compounds are widely distributed in plants and contribute to plant defense, pigmentation and antioxidant activity.

Many natural products contain phenolic functional groups. Examples include flavonoids, tannins and several plant-derived antioxidants.

Phenolic compounds are therefore important not only in industrial chemistry but also in biological and pharmaceutical chemistry.

24. Important Reactions for Revision

Reaction with Sodium

2C6H5OH + 2Na → 2C6H5ONa + H2

Reaction with Sodium Hydroxide

C6H5OH + NaOH → C6H5ONa + H2O

Bromination

C6H5OH + 3Br2 → C6H2Br3OH + 3HBr

Kolbe-Schmitt Reaction

Sodium phenoxide + CO2 → Salicylic acid after acidification

Reimer-Tiemann Reaction

Phenol + CHCl3 + NaOH → Salicylaldehyde

Reduction with Zinc Dust

C6H5OH + Zn → C6H6 + ZnO

Williamson Ether Synthesis

C6H5ONa + R–X → C6H5OR + NaX

25. Important Points for Examination

26. Chapter Summary

Phenols are aromatic compounds in which the hydroxyl group is directly attached to an aromatic ring.

The simplest phenol is C6H5OH. The oxygen lone pair interacts with the aromatic π-system, making phenol relatively acidic and strongly activating the aromatic ring.

Important methods of preparation include the Dow process, hydrolysis of diazonium salts, conversion from benzene sulphonates and the industrial cumene process.

Important reactions include bromination, nitration, sulphonation, Kolbe-Schmitt reaction, Reimer-Tiemann reaction, Fries rearrangement, ether formation and oxidation.

Phenols and their derivatives have major applications in polymer manufacture, pharmaceuticals, dyes, disinfectants and organic synthesis.

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