Chapter 6: Aldehydes and Ketones

B.Sc. 2nd Year Chemistry – Detailed and Exam-Oriented Notes

← Back to Chemistry

1. Introduction

Aldehydes and ketones are important classes of organic compounds containing the carbonyl group (>C=O). The carbonyl group consists of a carbon atom double-bonded to an oxygen atom. Because of the polarity and reactivity of the carbonyl group, aldehydes and ketones participate in a wide variety of organic reactions.

In aldehydes, the carbonyl carbon is bonded to at least one hydrogen atom, whereas in ketones the carbonyl carbon is bonded to two carbon groups.

Aldehyde: R–CHO       Ketone: R–CO–R′

Aldehydes and ketones occur naturally and are also widely used in industrial chemistry, pharmaceuticals, perfumes, flavors, polymers and laboratory synthesis.

2. Structure of the Carbonyl Group

The carbonyl carbon in aldehydes and ketones is generally sp2-hybridized. The three sigma bonds around the carbonyl carbon are arranged approximately in a trigonal planar geometry.

The carbon-oxygen double bond consists of one sigma bond and one pi bond. Oxygen is more electronegative than carbon, so the carbonyl group is strongly polarized.

Rδ+–Cδ+=Oδ−

The partial positive charge on carbon makes the carbonyl carbon susceptible to attack by nucleophiles, while the oxygen atom can interact with electrophiles or protons.

Key concept: The polarity of the C=O bond is mainly responsible for the characteristic chemical reactivity of aldehydes and ketones.

3. Classification of Aldehydes and Ketones

3.1 Classification of Aldehydes

Aliphatic Aldehydes

Aldehydes in which the –CHO group is attached to an aliphatic carbon chain are called aliphatic aldehydes.

Examples: Methanal, ethanal, propanal.

Aromatic Aldehydes

Aldehydes in which the –CHO group is directly attached to an aromatic ring are called aromatic aldehydes.

Example: Benzaldehyde (C6H5CHO).

3.2 Classification of Ketones

Simple or Symmetrical Ketones

When the two groups attached to the carbonyl carbon are identical, the ketone is symmetrical.

Example: Acetone, CH3COCH3.

Mixed or Unsymmetrical Ketones

When the two groups attached to the carbonyl carbon are different, the ketone is unsymmetrical.

Example: CH3COC2H5.

Acyclic and Cyclic Ketones

Ketones may also be classified according to whether the carbonyl group is present in an open-chain or cyclic structure.

4. Nomenclature

4.1 IUPAC Nomenclature of Aldehydes

The longest carbon chain containing the aldehyde group is selected. The suffix -al is used for aldehydes.

Common name IUPAC name Formula
Formaldehyde Methanal HCHO
Acetaldehyde Ethanal CH3CHO
Propionaldehyde Propanal CH3CH2CHO
Butyraldehyde Butanal CH3CH2CH2CHO

4.2 IUPAC Nomenclature of Ketones

The longest chain containing the carbonyl group is selected and the suffix -one is used. The position of the carbonyl carbon is indicated by a number.

Common name IUPAC name Formula
Acetone Propanone CH3COCH3
Methyl ethyl ketone Butan-2-one CH3COCH2CH3

5. Preparation of Aldehydes

5.1 Oxidation of Primary Alcohols

Primary alcohols can be oxidized carefully to aldehydes. Controlled oxidation is necessary because aldehydes can undergo further oxidation to carboxylic acids.

R–CH2OH + [O] → R–CHO + H2O

5.2 Dehydrogenation of Primary Alcohols

Passing primary alcohol vapors over heated copper can produce aldehydes by dehydrogenation.

R–CH2OH → R–CHO + H2

5.3 Rosenmund Reduction

Acid chlorides can be selectively reduced to aldehydes using hydrogen in the presence of a poisoned palladium catalyst.

RCOCl + H2 → RCHO + HCl

The catalyst is commonly palladium supported on calcium carbonate and modified to prevent further reduction of the aldehyde.

5.4 Stephen Reduction

Nitriles can be reduced under suitable conditions to imine salts, which on hydrolysis give aldehydes.

R–CN → R–CH=NH·HCl → R–CHO

5.5 Ozonolysis of Alkenes

Alkenes can undergo ozonolysis followed by reductive work-up to produce aldehydes and/or ketones depending on the structure of the alkene.

6. Preparation of Ketones

6.1 Oxidation of Secondary Alcohols

Secondary alcohols are oxidized to ketones.

R–CHOH–R′ + [O] → R–CO–R′ + H2O

6.2 Dehydrogenation of Secondary Alcohols

Secondary alcohols give ketones on catalytic dehydrogenation.

R–CHOH–R′ → R–CO–R′ + H2

6.3 Hydration of Alkynes

Alkynes can undergo hydration followed by tautomerization to produce carbonyl compounds. In suitable cases, the product is a ketone.

R–C≡CH + H2O → R–CO–CH3

6.4 Ozonolysis of Alkenes

Ozonolysis of appropriately substituted alkenes can produce ketones.

6.5 Friedel-Crafts Acylation

Aromatic compounds react with acyl chlorides in the presence of a Lewis acid such as anhydrous AlCl3 to form aromatic ketones.

Ar–H + RCOCl → Ar–COR + HCl

7. Physical Properties

Aldehydes and ketones are polar compounds because of the carbonyl group. The oxygen atom can participate in hydrogen bonding with water and other hydrogen-bond donors.

8. Reactivity of Aldehydes and Ketones

The carbonyl carbon is electrophilic because the carbon-oxygen bond is polarized.

Most characteristic reactions of aldehydes and ketones involve nucleophilic addition at the carbonyl carbon.

R2C=O + Nu → R2C(O)Nu

Protonation or other subsequent steps can convert the initial addition product into the final product.

Why Aldehydes are Generally More Reactive

Aldehydes generally undergo nucleophilic addition more readily than ketones because they have less steric hindrance and possess only one alkyl group attached to the carbonyl carbon.

Ketones have two carbon groups attached to the carbonyl carbon, making nucleophilic attack more sterically hindered and reducing the electrophilic character of the carbonyl carbon through electron donation.

9. Nucleophilic Addition Reactions

Nucleophilic addition is one of the most important reactions of aldehydes and ketones.

General Mechanism

  1. A nucleophile attacks the electrophilic carbonyl carbon.
  2. The carbon-oxygen pi bond breaks and oxygen acquires a negative charge.
  3. Proton transfer or another suitable step produces the final addition product.
R2C=O + Nu → R2C(O)Nu → R2C(OH)Nu

10. Addition of Hydrogen Cyanide

Aldehydes and ketones react with hydrogen cyanide to form cyanohydrins.

R2C=O + HCN ⇌ R2C(OH)CN

Cyanohydrin formation involves nucleophilic attack by cyanide ion on the carbonyl carbon followed by protonation of the oxygen.

Cyanohydrins are useful intermediates in organic synthesis because the nitrile group can be transformed into other functional groups.

11. Addition of Sodium Bisulfite

Many aldehydes and some ketones react with sodium bisulfite to form crystalline bisulfite addition compounds.

RCHO + NaHSO3 → RCH(OH)SO3Na

This reaction has practical importance in the separation and purification of certain carbonyl compounds.

12. Reaction with Hydroxylamine – Oxime Formation

Aldehydes and ketones react with hydroxylamine to form oximes.

R2C=O + NH2OH → R2C=NOH + H2O

Oxime formation is a condensation reaction involving replacement of the carbonyl oxygen by the =NOH group.

13. Reaction with Hydrazine – Hydrazone Formation

Aldehydes and ketones react with hydrazine to form hydrazones.

R2C=O + NH2NH2 → R2C=NNH2 + H2O

Hydrazone formation is another important condensation reaction of carbonyl compounds.

14. Reaction with 2,4-Dinitrophenylhydrazine

Aldehydes and ketones react with 2,4-dinitrophenylhydrazine (2,4-DNP) to form characteristic 2,4-dinitrophenylhydrazones.

R2C=O + H2NNHC6H3(NO2)2 → R2C=NNHC6H3(NO2)2 + H2O

The resulting derivatives are often crystalline and have characteristic melting points, making the reaction useful in classical identification of carbonyl compounds.

15. Reduction Reactions

15.1 Reduction to Alcohols

Aldehydes are reduced to primary alcohols, while ketones are reduced to secondary alcohols.

RCHO + 2[H] → RCH2OH
RCOR′ + 2[H] → RCH(OH)R′

Common reducing agents include sodium borohydride and lithium aluminium hydride.

15.2 Clemmensen Reduction

Aldehydes and ketones can be reduced to hydrocarbons using zinc amalgam and hydrochloric acid.

R–CO–R′ → R–CH2–R′

15.3 Wolff-Kishner Reduction

Carbonyl compounds can also be reduced to hydrocarbons through hydrazone formation followed by strong-base treatment and heating.

R2C=O → R2CH2

16. Oxidation Reactions

16.1 Oxidation of Aldehydes

Aldehydes are readily oxidized to carboxylic acids.

RCHO + [O] → RCOOH

This easy oxidation distinguishes aldehydes from ketones in many qualitative tests.

16.2 Oxidation of Ketones

Ketones are generally resistant to mild oxidation. Strong oxidation conditions can cause cleavage of carbon-carbon bonds adjacent to the carbonyl group, producing smaller carboxylic acids or other products.

17. Tollens' Test

Tollens' reagent is an ammoniacal solution containing a silver(I) complex. Aldehydes reduce silver(I) ions to metallic silver while the aldehyde is oxidized to a carboxylate.

RCHO + 2[Ag(NH3)2]+ + 3OH → RCOO + 2Ag + 4NH3 + 2H2O

Formation of a silver mirror on the inner surface of a clean test tube is the classical positive observation.

Important: Tollens' test is commonly used as a qualitative test for aldehydes. Some other reducing substances may also react with Tollens' reagent.

18. Fehling's Test

Fehling's reagent contains copper(II) ions in an alkaline complexing medium. Many aliphatic aldehydes reduce Cu(II) to Cu(I), producing red or brick-red copper(I) oxide.

Aldehyde + Cu2+ → Carboxylate + Cu2O↓

Ketones generally do not give the same positive result under ordinary Fehling test conditions.

19. Benedict's Test

Benedict's reagent is also based on the reduction of copper(II) ions under alkaline conditions. Reducing aldehydes can produce colored precipitates of copper(I) oxide.

The test is widely used for detecting reducing substances, particularly in carbohydrate chemistry.

20. Iodoform Reaction

Methyl ketones containing the group CH3CO– give the iodoform reaction with iodine and alkali.

CH3CO–R + I2/OH → CHI3 + RCOO

Yellow precipitate of iodoform, CHI3, is produced.

Ethanal can also give the iodoform reaction because it contains the required structural arrangement.

21. Aldol Condensation

Aldehydes and ketones containing at least one alpha-hydrogen can undergo aldol condensation in the presence of a suitable base or acid catalyst.

The reaction initially forms a beta-hydroxy carbonyl compound, called an aldol. On heating or under suitable conditions, dehydration may occur to produce an alpha,beta-unsaturated carbonyl compound.

Example: Ethanal

2CH3CHO → CH3CH(OH)CH2CHO

The product formed is 3-hydroxybutanal, commonly called aldol.

On heating, it can lose water:

CH3CH(OH)CH2CHO → CH3CH=CHCHO + H2O

The final product is an alpha,beta-unsaturated aldehyde.

22. Cannizzaro Reaction

Aldehydes that do not contain an alpha-hydrogen can undergo self-oxidation-reduction, known as the Cannizzaro reaction, in the presence of concentrated alkali.

One molecule of aldehyde is oxidized to a carboxylate while another molecule is reduced to an alcohol.

2RCHO + OH → RCOO + RCH2OH

Formaldehyde and benzaldehyde are common examples of aldehydes capable of undergoing this reaction because they do not possess an alpha-hydrogen.

23. Perkin Reaction

The Perkin reaction is an important method for the preparation of alpha,beta-unsaturated aromatic acids. Aromatic aldehydes react with acid anhydrides in the presence of a suitable base.

Benzaldehyde and acetic anhydride can be used to produce cinnamic acid under suitable conditions.

C6H5CHO + (CH3CO)2O → C6H5CH=CHCOOH

24. Reaction with Grignard Reagents

Grignard reagents are powerful carbon nucleophiles that react with aldehydes and ketones. After hydrolysis, alcohols are obtained.

Formaldehyde

Reaction of formaldehyde with a Grignard reagent gives a primary alcohol after hydrolysis.

HCHO + RMgX → RCH2OMgX → RCH2OH

Other Aldehydes

Other aldehydes generally give secondary alcohols after reaction with Grignard reagents and hydrolysis.

Ketones

Ketones generally give tertiary alcohols after reaction with Grignard reagents followed by hydrolysis.

25. Difference Between Aldehydes and Ketones

Property Aldehydes Ketones
General structure R–CHO R–CO–R′
Hydrogen attached to carbonyl carbon Present Absent
Oxidation Readily oxidized to carboxylic acids Resistant to mild oxidation
Tollens' test Generally positive Generally negative
Fehling's test Many aliphatic aldehydes give positive result Generally negative
Reactivity toward nucleophiles Generally higher Generally lower
Example Ethanal Propanone

26. Important Aldehydes

26.1 Formaldehyde

Formaldehyde, HCHO, is the simplest aldehyde. Its aqueous solution is commonly known as formalin.

Formaldehyde is important in the manufacture of resins, plastics and other industrial chemicals.

26.2 Acetaldehyde

Acetaldehyde, CH3CHO, is an important intermediate in organic synthesis and can be oxidized to acetic acid.

26.3 Benzaldehyde

Benzaldehyde, C6H5CHO, is the simplest aromatic aldehyde and has a characteristic almond-like odor.

It is used in flavoring, fragrance and organic synthesis.

27. Important Ketones

27.1 Acetone

Acetone, CH3COCH3, is the simplest and most important aliphatic ketone.

It is a volatile, flammable liquid and is widely used as an organic solvent.

27.2 Acetophenone

Acetophenone, C6H5COCH3, is an aromatic ketone used in fragrance chemistry and organic synthesis.

28. Qualitative Identification of Aldehydes and Ketones

Test Aldehyde Ketone
2,4-DNP test Positive Positive
Tollens' test Generally positive Generally negative
Fehling's test Many aliphatic aldehydes positive Generally negative
Schiff's test Generally positive Generally negative
Iodoform test Ethanal gives positive result Methyl ketones give positive result
Exam point: 2,4-DNP distinguishes carbonyl compounds from many other organic functional groups, while Tollens' and Fehling's tests are commonly used to distinguish aldehydes from ordinary ketones.

29. Applications and Importance

Aldehydes and ketones are extremely important in industrial, pharmaceutical, biological and laboratory chemistry.

30. Important Reactions for Revision

RCH2OH + [O] → RCHO + H2O
RCHO + [O] → RCOOH
R2CO + 2[H] → R2CHOH
RCHO + HCN ⇌ RCH(OH)CN
R2C=O + NH2OH → R2C=NOH + H2O
R2C=O + NH2NH2 → R2C=NNH2 + H2O
2RCHO + OH → RCOO + RCH2OH
2CH3CHO → CH3CH(OH)CH2CHO
R2C=O → R2CH2

31. Important Points for Examination

32. Chapter Summary

Aldehydes and ketones are carbonyl compounds containing the functional group >C=O.

Aldehydes have the general structure R–CHO, while ketones have the structure R–CO–R′.

The carbonyl carbon is electrophilic and therefore undergoes nucleophilic addition reactions.

Aldehydes can be prepared by controlled oxidation or dehydrogenation of primary alcohols, Rosenmund reduction and other methods.

Ketones can be prepared by oxidation or dehydrogenation of secondary alcohols, hydration of alkynes and Friedel-Crafts acylation.

Important reactions include addition of HCN, bisulfite addition, oxime and hydrazone formation, reduction, oxidation, aldol condensation and Cannizzaro reaction.

Tollens' and Fehling's tests are important qualitative tests for aldehydes, while 2,4-DNP is useful for detecting carbonyl compounds.

Aldehydes and ketones have major applications in organic synthesis, pharmaceuticals, solvents, fragrances, flavors and industrial chemistry.

← Back to B.Sc. 2nd Year Chemistry